Have you suffered significant losses in your investment or retirement accounts?


You may be able to file a legal claim against your broker or advisor to recover some or all of your losses. We have extensive experience in bringing these types of claims.


For immediate assistance, contact us today (914-304-4051 or dluma@lumalegal.com) for a free, confidential, no-commitment consultation!   

  • Daren A. Luma has over 20 years of experience in representing clients in hundreds of investment disputes before the Financial Regulatory Authority (FINRA) and other dispute resolution forums, as well as in courts nationwide.

  • Daren A. Luma has recovered tens of millions of dollars for victims of investment disputes. 

  • Daren A. Luma knows the “ins and outs” of how brokerage and advisory firms work and how brokers and advisors are supposed to operate through his past experience in working at and representing many of the largest brokerage firms.

  • Daren A. Luma, PLLC offers contingency fee options for your investment matters which mean you only pay legal fees if we obtain a recovery of some of your hard-earned monies.

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Attorney Advertising.  This website is designed for general information only. The information presented at this site should not be construed to be formal legal advice nor the formation of a lawyer/client relationship.  Prior results do not guarantee a similiar outcome.
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