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Daren A. Luma has represented individuals and financial institutions, including international and boutique brokerage firms, investment advisers and hedge funds in litigation, arbitration proceedings, and regulatory matters for over 24 years.  Daren's extensive experience representing many of the largest financial institutions makes him the ideal attorney advocate to represent investors in disputes with the financial industry.  Since he founded Daren A. Luma, PLLC in 2018, the Firm has represented over 300 clients and recovered over $125 million for investment victims.

 

Prior to starting Daren A. Luma, PLLC, Daren was a partner in a boutique law firm specializing in the handling financial industry matters between 2013-2018.  Prior to that, Daren worked in Greenberg Traurig’s Broker-Dealer practice group between 2003 and 2013, representing clients in litigation, arbitration and regulatory proceedings before FINRA, SEC, CFTC, federal and state courts and state securities regulators.

Between 2000 and 2003, Daren was an in house counsel for Merrill Lynch, handling customer complaints and arbitrations and other regulatory, compliance, operational and legal issues arising from firm’s private client business. Daren began his legal career as an assistant county attorney in the Westchester Country Attorney’s office where he worked between 1997 and 2000.

Daren received his law degree from Fordham University School of Law and has a B.A. in Politics from Fairfield University. Daren is admitted to practice in New York and Massachusetts.  Daren lives in Westchester County, NY with his wife and their four children.

Learn More About Me

Practice Areas

  • Fraud/Misrepresentation

  • Ponzi Schemes

  • Senior Fraud/Elder Abuse

Education

  • Fordham University School of Law

  • B.A. in Politics from Fairfield University

American Courtroom

DAREN A. LUMA

Daren Luma is a nationally recognized legal expert in securities litigation, arbitration, and regulatory matters, with over 24 years of experience.

Phone: (914) 304-4051

Email: dluma@lumalegal.com

75 South Broadway, Suite 400 White Plains, NY 10601

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Learn More About Me

Practice Areas

  • Individual Investors

  • FINRA/SEC Regulatory Matters

  • Financial Industry Employment Disputes

Education

  • Fordham University School of Law

  • B.A. in Politics from Fairfield University

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