Financial Industry Litigation, Arbitration and Regulatory Attorneys
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Daren A. Luma, PLLC is a specialized litigation and regulatory law firm that represents financial professionals, including financial advisors, investment advisors, portfolio managers and executives, in employment disputes, regulatory investigations, compliance matters, investor disputes or any other applicable matter impacting their employment in the financial industry.

Our attorneys have worked at and represented many of the largest financial services firms for over 17 years. We are able to leverage our extensive knowledge of the industry to guide financial professionals through whatever employment, legal or regulatory matters they may face, including:

Please contact us if you have any questions about our financial professionals’ practice or a potential matter that we might be able to assist with.